Regulatory Compliance
Login
The WORKS BlogCredit Union Compliance News & Views

Think You Know Audits?

We recently published a new whitepaper which explores increased examiner expectations for compliance audits and talks through several important factors for credit unions to consider as they polish their best practices. The paper includes...

Is Dodd-Frank Here to Stay?

Well, some are now saying that the recent healthcare reform fiasco in the House is a look into the crystal ball for the possible future of any kind of Dodd-Frank overhaul. People with their ear...

Are Your BSA Procedures Up to Snuff?

Everyone knows credit unions must conduct independent BSA testing every 12-18 months. A credit union must consider their own size, complexity, and controls to determine if stretching out to 18 months makes sense. I...

Same Old Stuff, Just a Different Day

Many of you are probably not self-proclaimed “Compliance Nerds” like myself, so you probably didn’t receive the email blast about the CFBP’s most recent action. Yes, I do receive email updates from the CFPB....

Dear Examiner – I Respectfully Disagree!

There comes a time in every compliance officer’s career when an examiner makes a statement, or worse yet, identifies a regulatory finding that you don’t agree with. When this happens, you may wonder just...