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FREE Webinar: Common Marketing Violations

Hopefully the word “Free” got your attention in the title of today’s blog. That’s marketing right? Well, did you know that the word free cannot be used to describe a deposit account if any maintenance...

Hop on the Marketing Fun Bus!

Ok, I admit it.  I’m sort of averse to marketing. As a compliance professional, I, like many of my compliance colleagues, get nervous when I see the email with an attachment for review from the...

Spring (and Year-Round!) Training

Now that the Super Bowl is over (congrats, Broncos!), the normal flow of the universe is to direct our attention to spring training. And that got me thinking…spring training…training…compliance… compliance training! (Hey, it’s how...

To Hire or to Outsource – A Compliance Consideration

I’ve had some great conversations with credit unions this week regarding their consideration to hire knowledgeable compliance staff, or to outsource many compliance functions to third party experts. Either option could be an appropriate...

2016 – Something Old, Something New

Something old, something new. That’s what 2016 is shaping up to look like from the NCUA’s point of view and focus for the year. Something old is BSA. Something new is Cybersecurity. And, just to round...

Compliance Tapas

For the uninitiated, tapas are a variety of appetizers or snacks in Spanish cuisine. They are sometimes cold (like mixed olives and cheese), or hot (such as battered fried squid). The idea is to...