Regulatory Compliance
Login

Social Media and Compliance Risk

I’ll be honest, I’m not a big social media guy. I don’t use Facebook, Snapchat, Instagram, etc. Twitter is the only site I use, and it’s quite sparingly. But, I’m apparently not the norm. According...

Hop on the Marketing Fun Bus!

Ok, I admit it.  I’m sort of averse to marketing. As a compliance professional, I, like many of my compliance colleagues, get nervous when I see the email with an attachment for review from the...

Can’t we all just get along?

Marketing. Compliance. For years, it has seemed that the conflict between the two would continue.  Marketing believes that compliance lives to shut down each of its great ideas.  And compliance feels that marketing is...

CFPB Action on Deceptive Advertising

In February, the CFPB took action against three mortgage companies, Flagship Financial Group , American Preferred Lending , and All Financial Services , for allegedly violating Regulation N, Mortgage Acts and Practices Advertising.  This rule prohibits “any person to make...