Regulatory Compliance
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One Little Victory

As I was clearing my compliance spindle this week, I came across this Response to Comments Received During the SRR Comment Period on The Uniform NMLS Licensing Forms and Mortgage Call Report. Yes, be...

Thank you, Kathy Thompson

July 30th marked the end of an era for many of us in the credit union compliance world. That day was Kathy Thompson’s last day at CUNA after 35 years of service. She had...

What Do Your Policies REALLY Say?

Over the years, I have talked to financial institutions about their policies and often the compliance officer will proudly pull out a big binder filled with numerous policies. They proceed to tell me how the Board...

Can’t we all just get along?

Marketing. Compliance. For years, it has seemed that the conflict between the two would continue.  Marketing believes that compliance lives to shut down each of its great ideas.  And compliance feels that marketing is...

Big Brother Gets Even Bigger

On July 30th the United States Senate cleared for President Obama’s signature the Surface Transportation and Veterans Health Care Choice Improvement Act of 2015. The bill, among other things, extends spending authority for transportation...