Regulatory Compliance
Login
The WORKS BlogCredit Union Compliance News & Views

Same Old Stuff, Just a Different Day

Many of you are probably not self-proclaimed “Compliance Nerds” like myself, so you probably didn’t receive the email blast about the CFBP’s most recent action. Yes, I do receive email updates from the CFPB....

Dear Examiner – I Respectfully Disagree!

There comes a time in every compliance officer’s career when an examiner makes a statement, or worse yet, identifies a regulatory finding that you don’t agree with. When this happens, you may wonder just...

Who Are You Relying On?

This is a good question to ask yourself as you start preparing for the new data points that are required with the HMDA changes in 2018. Up until now HMDA data has been pretty...

Better Safe than SARy

FinCEN has required the filing of Suspicious Activity Reports, or SARs, for quite some time now. And, because of annual training requirements, and simply a matter of operations, credit union staff are generally quite knowledgeable with...

Patriot Games

I apologize to those Bostonians out there when I say that there is something about those New England Patriots that rubs me the wrong way. I will follow that up though with a little...

Listen or You Won’t Be Heard

“Most people do not listen with the intent to understand; they listen with the intent to reply” – Stephen R. Covey. I both love and hate this quote. I love it because it is...